Investments Compliance Analyst

Company: Genworth
Location: Stamford
Posted on: January 13, 2026

Job Description:

Genworth Financial, Inc., a leader in providing insurance solutions, is seeking a diligent Investments Compliance Analyst to join our Regulatory Compliance team. This role is crucial for ensuring that all investment activities adhere to regulatory requirements and company policies, aiming to protect our financial assets and uphold our commitment to customer trust. The ideal candidate will possess a strong understanding of compliance laws and regulations related to financial investments and the ability to effectively monitor and report on compliance adherence. Monitor and analyze new regulatory developments and changes affecting investment activities. Ensure investment practices are compliant with applicable laws, regulations, and internal policies. Prepare and present compliance reports to management and regulatory bodies. Develop and implement compliance training for staff related to investment practices. Work closely with the investment team to assess and mitigate potential compliance risks. Review and approve investment proposals for compliance with regulatory standards. Continuously update and improve internal compliance policies and procedures. Strong understanding of SEC, FINRA, and other financial service regulations. Excellent analytical, organizational, and communication skills. Proficient with compliance management software and tools. Ability to handle multiple tasks and meet tight deadlines. Medical Insurance Dental Insurance Vision Insurance Life Insurance 401k Certified Compliance & Ethics Professional (CCEP) preferred. FINRA Series 7 or similar certification is advantageous.

Keywords: Genworth, New Haven , Investments Compliance Analyst, Accounting, Auditing , Stamford, Connecticut