Director, Technology Audit - Bank & Enterprise Services
Company: Capital One
Location: New Haven
Posted on: May 18, 2023
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Job Description:
Center 1 (19052), United States of America, McLean, Virginia
Director, Technology Audit - Bank & Enterprise Services
Capital One's Audit function is a dedicated group of professionals
focused on delivering top-quality assurance services to the
organization's Audit Committee. Audit professionals are
experienced, well-trained and credentialed, and operate within a
collaborative, agile environment to deliver value-added opinions
and recommendations. Audit's vision to provide high value,
independent, proactive insights, to innovate with technology, and
to be a top-notch talent destination, creates a dynamic and
challenging atmosphere for both personal growth and professional
opportunity.
Capital One is seeking an energetic, self-motivated - Technology
Audit Director with experience in technology , applications,
Emerging Technologies (such as Digital and AI), cyber, cloud and
information security analysis interested in becoming part of our
Audit team. As a member of the Audit team, the candidate will focus
on audits of cloud-based technology implementations, application
controls, and cybersecurity risks. The candidate should be able to
demonstrate the ability to understand business processes and the
associated technology risks. The individual will also develop
influential relationships with key technology leaders in various
lines of businesses within Capital One. - Each audit assignment
enables the candidate to demonstrate business, technical and
industry knowledge while guiding a team in assessing business
risks, identifying key controls, and performing risk-based testing
of application and general computer controls. The candidate will
work with the other members of the Audit leadership team to
establish team imperatives and actively manage implementation and
monitoring efforts to achieve those goals.
For this role, an ideal candidate will have: comprehensive
understanding of technology risks associated with business areas
such as credit cards, retail bank, finance; core technology
infrastructure, cloud and cyber, emerging technology, application
and project audits; ability to lead and inspire a team of high
performing individuals; demonstrated success establishing and
maintaining strong working relationships with all levels of
associates, management, and external parties; leadership experience
in driving change in one's own function; and an ability to drive
budget and performance improvements.
Responsibilities:
Proactively monitor the Capital One business areas for - changing
risks and impact to technology processes and platforms and make
necessary updates. Lead continuous monitoring activities and
updates to risk assessments, audit universe, and audit plan.
Direct business integrated audits and targeted audits focused on
platform initiatives focused on business strategy - across assigned
portfolios.
Develop engagement planning documentation and audit programs to
ensure adequate coverage of risk and sufficient rationale for audit
scope.
Supervise and coordinate work assignments amongst audit team
members. Provide timely feedback, on-the-job training, and coaching
to audit staff and direct reports.
Establish and maintain good relationships with key business and
audit partners. Leverage specialized knowledge and skills,
providing management with insight into areas of Emerging Technology
and Cyber risk. Effectively represent internal audit at management
meetings, internal forums, and to external organizations.
Assess relevance of audit findings, potential exposures,
materiality, improving or deteriorating trends, and demonstrate
awareness of broader issues. Interpret business priorities,
anticipate issues and obstacles, and apply to scope of role.
Deliver appropriate, succinct and organized information, tailoring
communication style to audience. Effectively review and compile
relevant, material findings and recommendations into readable and
concise audit reports. Communicate complex results and
implications, incorporating different perspectives into
deliverables.
Manage timely and high quality delivery of multiple tasks,
including audits, projects, special assignments, and administrative
activities. Self-prioritize and independently complete multiple
tasks across the team and department. Demonstrate the ability to
successfully meet deadlines and identify/escalate impediments in a
timely manner.
Ideal Teammate:
You are a critical thinker who seeks to understand the business and
its control environment.
You believe insight and objectivity are core elements to providing
assurance on the effectiveness and efficiency of Capital One's
governance, risk management, and internal control processes.
You possess a relentless focus on quality and timeliness.
You adapt to change, embrace bold ideas, and are intellectually
curious. You like to ask questions, test assumptions, and challenge
conventional thinking.
You develop influential relationships based upon shared risk
objectives and trust to deliver outstanding business impact and
elevate Audit's value proposition.
You're a firm believer that a rich understanding of data,
innovation, and technology will only make you a better auditor.
This will require leveraging the power of data analytics and
furthering your technical expertise.
You're a teacher. You do the right thing and lead by example. You
have a passion for coaching and investing in the betterment of your
team. You lead through change with candor and optimism.
You create energy and an environment that fosters trust,
collaboration, and belonging, making it easy to attract, hire, and
retain top talent.
Basic Qualifications:
Bachelor's Degree or military experience
At least 4 years of experience in analyzing data extracts to
identify trends, patterns, and anomalies
At least 4 years of experience in test scripting or coding
(writing, reviewing, or assessing)
At least 4 years of experience in information security (application
security, network security, cyber security, microservices or data
protection)
At least 10 years of experience in auditing or risk management or
compliance or financial analysis
At least 5 years experience in information systems auditing or at
least 5 years of experience in information systems risk
management
At least 4 years of experience in Cloud Computing (notably AWS,
Azure, GCP) controls.
At least 6 years experience in supervisory or project management
roles including experience managing audit engagements
At least 5 years of experience in people management
Certified Information Systems Auditor (CISA), Certified Information
Systems Security Professional (CISSP), Certified Internal Auditor
(CIA) or AWS Cloud Certifications
Preferred Qualifications:
Masters Degree in Technology, Information Systems, Accounting,
Finance, Economics, or Business Administration
At least 10 years of working knowledge of Technology control
frameworks and their application to audits of Technology
controls
At least 6 years experience in auditing projects and working
knowledge of project management best practices
At least 6 years in auditing information security (application
security, network security, cybersecurity, microservices, data
protection)
At least 4 years of experience in Banking or 4+ years of experience
in financial services industry
At least 4 years of experience with data analytics tools in support
of internal audit
At this time, Capital One will not sponsor a new applicant for
employment authorization for this position.
The minimum and maximum full-time annual salaries for this role are
listed below, by location. Please note that this salary information
is solely for candidates hired to perform work within one of these
locations, and refers to the amount Capital One is willing to pay
at the time of this posting. Salaries for part-time roles will be
prorated based upon the agreed upon number of hours to be regularly
worked.
Location is New York City: $269,400 - $307,500 for Director, Cyber
Technical
Candidates hired to work in other locations will be subject to the
pay range associated with that location, and the actual annualized
salary amount offered to any candidate at the time of hire will be
reflected solely in the candidate's offer letter.
This role is also eligible to earn performance based incentive
compensation, which may include cash bonus(es) and/or long term
incentives (LTI). Incentives could be discretionary or non
discretionary depending on the plan.
Capital One offers a comprehensive, competitive, and inclusive set
of health, financial and other benefits that support your total
well-being. Learn more at the - Capital One Careers website .
Eligibility varies based on full or part-time status, exempt or
non-exempt status, and management level.
No agencies please. Capital One is an Equal Opportunity Employer
committed to diversity and inclusion in the workplace. All
qualified applicants will receive consideration for employment
without regard to sex, race, color, age, national origin, religion,
physical and mental disability, genetic information, marital
status, sexual orientation, gender identity/assignment,
citizenship, pregnancy or maternity, protected veteran status, or
any other status prohibited by applicable national, federal, state
or local law. Capital One promotes a drug-free workplace. Capital
One will consider for employment qualified applicants with a
criminal history in a manner consistent with the requirements of
applicable laws regarding criminal background inquiries, including,
to the extent applicable, Article 23-A of the New York Correction
Law; San Francisco, California Police Code Article 49, Sections
4901-4920; New York City's Fair Chance Act; Philadelphia's Fair
Criminal Records Screening Act; and other applicable federal,
state, and local laws and regulations regarding criminal background
inquiries.
If you have visited our website in search of information on
employment opportunities or to apply for a position, and you
require an accommodation, please contact Capital One Recruiting at
1-800-304-9102 or via email at
RecruitingAccommodation@capitalone.com . All information you
provide will be kept confidential and will be used only to the
extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting
process, please send an email to Careers@capitalone.com
Capital One does not provide, endorse nor guarantee and is not
liable for third-party products, services, educational tools or
other information available through this site.
Capital One Financial is made up of several different entities.
Please note that any position posted in Canada is for Capital One
Canada, any position posted in the United Kingdom is for Capital
One Europe and any position posted in the Philippines is for
Capital One Philippines Service Corp. (COPSSC).
Keywords: Capital One, New Haven , Director, Technology Audit - Bank & Enterprise Services, Accounting, Auditing , New Haven, Connecticut
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